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  • Annoucement for cỉrAnnoucement for cỉr

    Circular 12/2022/TT-NHNN dated 30 Sep 2022

    on guidelines for foreign exchange administration in respect of enterprise’s foreign borrowing and foreign debt repayment of enterprises

Dear Valued Customers,

United Overseas Bank (Vietnam) Limited (hereinafter called “UOB Vietnam”) would like to thank you for your continued support and it has been a pleasure serving you.
 

On 30 Sep 2022, The State Bank of Vietnam (“SBV”) released Circular 12/2022/TT-NHNN on guidelines for foreign exchange administration in respect of enterprise’s foreign borrowing and foreign debt repayment of enterprises (“Circular 12/2022”). This Circular prescribes the order and procedures for registration and registration for changes in offshore loans of enterprises that are not guaranteed by the Government; the opening and use of the Borrower's and Lender's accounts; capital withdrawal, money transfer related to loan performance; the transfer of funds related to the enforcement of security measures for offshore loans; use the Website; and the reporting regime on offshore loan repayment that are not guaranteed by the Government.

Circular 12/2022 comes into force from 15 Nov 2022 and replaces Circular 03/2016/TT-NHNN dated 26 Feb 2016 on guidelines for foreign exchange administration in respect of enterprise’s foreign borrowing and foreign debt repayment of enterprises and its amendment, supplements

By this notice, UOB Vietnam would like to summarize some key points of Circular 12/2022 as follows:

1. Definition of Offshore loan

The offshore loan, as defined under Circular 12/2022 shall be the loan offered by offshore Lender by means of:

  • Lending contracts
  • Deferred payment contracts for import of goods
  • Lending entrustment contracts
  • Contracts for finance leasing
  • Debt instrument issuance on the international market of the Borrower

Remark:

Offshore loan granted by deferral of payment for imported goods shall include imports on which the first date of withdrawal precedes the last date of payment in which the date of withdrawal shall be:

  • The ninetieth day from the date that transport documents are issued if the bank providing account services requires transport documents included in the payment documents
  • The forty-fifth day from the date that the examination of information in the cleared customs declaration if the bank providing account services does not require transport documents included in the payment documents

Offshore loans made in the form of deferred payment for import of goods shall not be covered by the provisions on registration or registration for changes of offshore loans.

The bank transfer for repayment of the debt (principal and interest) and charges relating to the offshore loan granted by deferral of payment for imported goods is not necessarily made via the offshore loan account.

However, the Borrower under concept of deferred payment for imported goods is obligated to report to SBV following the provisions of this Circular 12/2022.

2. The use of Websites

Borrower is required to use the Websites in the following cases:

  • Registration/ Registration for change of medium-long term offshore loans (except for offshore loan under deferred payment for imported goods) [Highly recommended]
  • Reporting on the status of offshore loan performance [Compulsory]
  • Updates on changes to medium-long term offshore loans and registration for changes is not required [Compulsory, please find more details in below Item 5]

The applicable Websites are: www.sbv.gov.vn or www.qlnh-sbv.cic.org.vn

Procedures for registration and issuance of log-in accounts for the borrowers

  • Users fill their information in online declaration forms to apply for log-in accounts according to instructions available on websites, and then print out these forms and append their signatures and stamps
  • Users send the declaration forms referred to in subparagraph a of this clause by post or directly submit these forms to the State Bank branches of provinces where borrowers' head offices are located
  • Within a maximum duration of 03 (three) working days of receipt of the request for issuance of user’s log-in accounts along with valid and adequate information, the respective State Bank branches will consider approving and granting log-in accounts sent to the registered email address of users. In case of rejection, an online response including clear explanation for this rejection must be sent to applicants

3. Reporting regulations applied to the borrower

On the monthly basis, no later than the 5th day of the month immediately after the reporting period, the Borrower must prepare an online review report on short-term, mid-term and long-term loans on Websites.

Where any technical failure in Websites arises that makes the reporting unfeasible, the Borrower shall send a written report using the form in Appendix 05 of this Circular 12/2022.

UOBV will require the Borrower to provide the screenshot of the report on the Websites, certified by the Borrower to prove the Borrower's compliance with the online reporting regime on short-term foreign loan and repayment (inclusive of offshore loan under concept of deferred payment for imported goods).

4. Required supporting documents for performance of transactions relating to offshore loan

Upon the request for performance of offshore loan, the following supporting documents shall be submitted:

Transfer monies to perform the security obligation

Transfer monies for disbursement and repayment of offshore loan

General documents:

  1. Loan agreements, agreements on changes of loan agreements and other arrangements relevant to offshore loans
  2. Statement on confirmation or termination of registration or registration for changes of offshore loans (if any)

Specific documents:

  1. Agreements on guarantee, collateralized security related to offshore loans
  2. A written request for performance of security obligations from the Lender (or the Lender’s representative or the Lender’s representative to dispose the collateral)
  3. A written certification of the Borrower's account service provider on the withdrawal of loan proceeds and loan repayment up to the time of request for money transfer to perform security obligations
  4. Other documents per UOBV requirements (if any)
  1. Plan on using loans, investment project using short-term offshore loan of short-term offshore loan (with the Borrower's commitment that this Plan has been approved by a competent authority in accordance with the regulations on foreign borrowing and debt repayment conditions) (New requirement, except for offshore loan under concept of deferred payment for imported goods)
  2. Documents proving the Borrower's compliance with the online reporting regime on short-term offshore loan and repayment as prescribed in this Circular (screenshot of the report on the website, certified by the Borrower) (New requirement, also applicable for offshore loan under concept of deferred payment for imported goods)
  3. Documents proving that the grantor has performed the security obligations related to the conventional loan
  4. Documents proving that the Borrower performs foreign currency risk prevention operations for the payment period of offshore loan in accordance with current regulations on management of offshore loan and repayment (if any)
  5. Other documents per UOBV requirements (if any)

5. Registration and notices with respect to the changes of offshore loans

The Borrower shall be responsible for making registration for any changes to contents mentioned in the confirmation of offshore loan registration or confirmation of registration for changes of offshore loan given by SBV, unless the below changes that registration is not required. Accordingly, the Borrower shall notify the change on the Website in respect of the following contents:

NoApplicable changesRemarks
1

Change of time for withdrawal of loan proceeds, repayment of principal within 10 working days as against the once previously approved by SBV

 
2

Change of the Borrower's address without change of the city or province where the Borrower’s head office is located; the Borrower shall send a notice of address change to the competent authority accorded authority over registration, registration for change of offshore loan

Competent authority:

  • Department of Foreign Exchange Management (SBV): in respect of loan proceeds of more than USD (or other equivalents) 10 (ten) million
  • SBV branches of provinces where Borrowers’ head offices are located: in respect of loan proceeds of up to USD (or other equivalents) 10 (ten) million other offshore loans denominated in Vietnam dong subject to approval by the SBV’s Governor
3

Change of the Lenders, related information about Lenders in respect of a syndicated loan that designate the representative for Lender, except when a Lender is also the representative for all Lenders in respect of a syndicated loan, and any change of Lenders that may entail changes to the roles of the representative for Lenders

 
4

Change of the commercial transaction name of the account service provider, the bank providing secured transactions

 
5

Change the plan for payment of interests and fees on the offshore loan as against the one previously confirmed by SBV in the written confirmation of registration or registration for change of offshore loan, but do not change the method to calculate the interests and fees specified in the offshore loan agreement

The Borrower is responsible for making a schedule to calculate the interests and fees to be paid so that the account service provider has a valid ground for checking and monitoring when making the money transfer

6

Change (increase or decrease) the amount of loan proceeds to be withdrawn, repayment of principal, interests and fees within 100 currency units of the offshore loan currency as against the amount stated in the written confirmation of registration, written confirmation of registration for change of offshore loan

 
7

Change of the actual amount of loan proceeds to be withdrawn or principal repayment of a specific period less than the amount stated in the loan proceed withdrawal or debt repayment plan in the written confirmation of registration or written confirmation of registration for change of the offshore loan

Before withdrawing the loan proceeds or repaying the remaining outstanding debt of a period, the Borrower shall register the change of the loan proceed withdrawal and debt repayment to SBV

6. Opening and use of Vietnam dong current account of Lender for performance of an offshore loan

The Lender will open and use a Vietnam dong current account of a non-resident at a credit institution or foreign bank branch in Vietnam for the below mentioned purposes. Only eligible transactions are performed on this Vietnam dong current account of a non-resident.

Loan typeApplicable cases

Offshore loan in VND

All the below criteria shall be met:

  • The Lender is a non-resident foreign investor that contributes capital to the Borrower
  • The Borrower that is a foreign direct investment enterprise
  • Fund is profit generated from direct investment activities in the Vietnamese territory of the Borrower

Offshore loan in Foreign currency

Any of the following cases:

  • Recovering debts of short term offshore loans subject to registration but ineligible for registration confirmation, including (i) short-term loans whose principal repayment period is renewed which have more than 01 (one) year of maturity term; and (ii) short-term loans which are not covered by any loan renewal contract but remain the outstanding principal owed on the anniversary of the date of first withdrawal of loan proceeds in a full 01 (one) calendar year
  • Recovering outstanding debts of offshore loans but the confirmation of registration, registration for changes of offshore loans is cancelled due to fraudulent information, forged documents

7. Opening and uses of offshore loan account of Borrower

Borrower will open and use account for performance of offshore in the following cases:

BorrowerLoan typeLoan termAccount type

Foreign Direct Investment enterprises

Deferred payment

Short/Medium/Long term

Current account

Other types

Short term

Direct investment capital account or Offshore loan account

Medium and Long term

Direct investment capital account

Non-Foreign Direct Investment enterprises

Deferred payment

Short/Medium/Long term

Current account

Other types

Short term

Offshore loan account

Medium and Long term

Offshore loan account

Above is a summary of some important points of Circular 12/2022 of UOB Vietnam. You can refer to the detailed content of Circular 12/2022 at the following link. For further assistance, please contact the your Relations Manager or the hotline at (028) 39331900 (Trade Services) / 1800 558 880 (Commercial Banking) / (028) 38689700 (Business Banking).

Best regards,
United Overseas Bank (Vietnam) Limited